Private Wealth Management for Select Individuals

CONNECT

Address:

500 Elm Grove Rd, Suite #100
Elm Grove, WI 53122

Phone:

(262) 853-3060

Fax/Other:

(262) 244-1428

Commitment to Ethics

Good ethics involve judgments about what is right and what is wrong, which isn't always clear-cut in the business world. Our code of ethics outlines our responsibilities to our clients, associates, business partners, and the community. 

As Investment Advisor Representatives of Woodbury, we have a fiduciary duty to you, our client. We must put your interests and wellbeing first avoiding activities, interests and relationships that may run contrary to your own. It has taken years to build our reputation and we are careful not to let any negative action affect that. Below are the guidelines we follow for ourselves:

Competence
To be competent, we must develop and maintain a level of specialized knowledge and skill, then apply it effectively. Competence also includes the wisdom to recognize our limits and know when to seek additional resources to help meet our clients' needs.

Integrity
We are placed in a position of trust and confidence by our clients. The ultimate source of such trust is our personal integrity. We tell the truth, use good judgment and comply with securities' laws and regulations.

Objectivity
Objectivity requires honesty and impartiality. It is our responsibility to make full and adequate disclosures of all facts, fees and relationships so clients can make informed decisions.  Our discussions, communications and representations must have a clear purpose and honest and fair content.

Confidentiality
Client information is confidential and shall not be disclosed. This allows us to create a relationship of personal trust and confidence. No aspect of a client's affairs, either personal or business, may be discussed outside of the office. We also will not disclose whether a particular person, firm or corporation is a client of our company unless authorized in advance.

Diligence
Diligence is the delivery of services in a prompt and thorough manner.  It is our responsibility to do what we say we're going to do; promptly return e-mails and phone calls; follow up on outstanding issues; and meet deadlines.

 

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck